SFC Licences of JONES Michael Andrew
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 | RO | 6 | 28 February 2012 | 03 July 2012 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 | RE | 1 | 08 August 2011 | 03 July 2012 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 | RE | 6 | 08 August 2011 | 28 February 2012 |
| Merrill Lynch Far East Limited | RE | 6 | 25 February 2009 | 13 June 2011 |
| Merrill Lynch Far East Limited | RE | 4 | 25 February 2009 | 13 June 2011 |
| Merrill Lynch Far East Limited | RE | 1 | 25 February 2009 | 13 June 2011 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 25 February 2009 | 13 June 2011 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 25 February 2009 | 13 June 2011 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 25 February 2009 | 13 June 2011 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 01 November 2007 | 25 June 2008 |
| Merrill Lynch Far East Limited | RE | 6 | 01 November 2007 | 25 June 2008 |
| Merrill Lynch Far East Limited | RE | 1 | 01 November 2007 | 25 June 2008 |
| Merrill Lynch Far East Limited | RE | 4 | 01 November 2007 | 25 June 2008 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 November 2007 | 25 June 2008 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 November 2007 | 25 June 2008 |