SFC Licences of SUN Derrick 孫裕文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Innovation Asset Management Co., Limited 鼎新資產管理有限公司 RE 4 15 March 2021
Innovation Asset Management Co., Limited 鼎新資產管理有限公司 RE 9 15 March 2021
ICBC Credit Suisse Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 RO 9 27 August 2020 11 January 2021
ICBC Credit Suisse Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 RO 4 27 August 2020 11 January 2021
ICBC Credit Suisse Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 RE 1 27 August 2018 11 January 2021
ICBC Credit Suisse Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 RE 9 12 July 2018 27 August 2020
ICBC Credit Suisse Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 RE 4 12 July 2018 27 August 2020
UBS Asset Management (Hong Kong) Limited RE 9 08 July 2013 16 June 2018
UBS Asset Management (Hong Kong) Limited RE 4 08 July 2013 16 June 2018
BOCI Research Limited 中銀國際研究有限公司 RE 4 09 November 2012 06 June 2013
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 4 06 November 2007 08 June 2012