SFC Licences of KARTHIGESU Ganeshan Ramesh

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Kaizen Capital Partners Limited RO 9 09 March 2020
Marshall Wace Asia Limited RE 9 21 May 2013 15 January 2019
UBS Asset Management (Hong Kong) Limited RE 9 31 May 2010 02 May 2012
UBS Asset Management (Hong Kong) Limited RE 4 31 May 2010 02 May 2012
Ellerston Capital (Hong Kong) Limited RE 9 08 January 2008 12 June 2009
Ellerston Capital (Hong Kong) Limited RE 4 08 January 2008 12 June 2009