SFC Licences of CHENG Hoi Yan, Florence 鄭凱恩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
First Sentier Investors (Hong Kong) Limited RE 4 19 May 2014 29 April 2018
First Sentier Investors (Hong Kong) Limited RE 1 19 May 2014 29 April 2018
abrdn Hong Kong Limited 安本香港有限公司 RE 4 22 April 2013 14 May 2014
abrdn Hong Kong Limited 安本香港有限公司 RE 1 22 April 2013 14 May 2014
Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 RE 4 20 February 2012 18 September 2012
Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 RE 1 20 February 2012 18 September 2012
HSBC Investment Funds (Hong Kong) Limited RE 1 26 February 2010 31 January 2012
HSBC Global Asset Management (Hong Kong) Limited RE 9 26 February 2010 31 January 2012
HSBC Global Asset Management (Hong Kong) Limited RE 4 26 February 2010 31 January 2012
HSBC Global Asset Management (Hong Kong) Limited RE 1 26 February 2010 31 January 2012
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 9 09 November 2009 21 December 2009
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 4 09 November 2009 21 December 2009
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 1 09 November 2009 21 December 2009
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 RE 1 03 April 2009 11 September 2009
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 RE 4 03 December 2007 11 September 2009
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 RE 9 03 December 2007 11 September 2009
PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 RE 1 03 December 2007 11 September 2009