SFC Licences of CHOI Franky Ming Chit 蔡明哲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Vontobel Limited 瑞萬通博有限公司 | RO | 2 | 24 June 2021 | 11 April 2022 |
Vontobel Limited 瑞萬通博有限公司 | RE | 1 | 11 October 2017 | 11 April 2022 |
Vontobel Limited 瑞萬通博有限公司 | RE | 2 | 11 October 2017 | 24 June 2021 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 15 October 2014 | 23 February 2015 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 15 October 2014 | 23 February 2015 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 10 April 2014 | 01 September 2014 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 10 April 2014 | 01 September 2014 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 01 November 2007 | 06 January 2012 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 01 November 2007 | 06 January 2012 |