SFC Licences of CHOI Franky Ming Chit 蔡明哲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Vontobel Limited 瑞萬通博有限公司 RO 2 24 June 2021 11 April 2022
Vontobel Limited 瑞萬通博有限公司 RE 1 11 October 2017 11 April 2022
Vontobel Limited 瑞萬通博有限公司 RE 2 11 October 2017 24 June 2021
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 2 15 October 2014 23 February 2015
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 15 October 2014 23 February 2015
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 10 April 2014 01 September 2014
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 10 April 2014 01 September 2014
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 2 01 November 2007 06 January 2012
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 01 November 2007 06 January 2012