SFC Licences of BAO Richard
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 17 September 2015 | 26 September 2015 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 17 September 2015 | 26 September 2015 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 22 February 2011 | 27 February 2011 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 09 July 2010 | 14 July 2010 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 19 November 2008 | 25 November 2008 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 07 April 2008 | 12 April 2008 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 05 November 2007 | 05 December 2007 |