SFC Licences of TANG Shiu Lun, Jeffrey 鄧兆麟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
EIA Capital International Company Limited 上浤資本國際有限公司 | RO | 4 | 04 September 2019 | |
EIA Capital International Company Limited 上浤資本國際有限公司 | RO | 1 | 04 September 2019 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 3 | 17 January 2012 | 24 November 2014 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 14 April 2008 | 13 March 2019 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 05 November 2007 | 13 March 2019 |