SFC Licences of LIEM Chung Wong, Jasper 林宗煌

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Zrich Capital Limited 尊悅資本有限公司 RO 9 29 September 2021
Zrich Capital Limited 尊悅資本有限公司 RO 4 29 September 2021
Cornerstone Securities Limited 基石證券有限公司 RE 1 28 December 2020 07 September 2021
Cornerstone Securities Limited 基石證券有限公司 RO 4 04 August 2020 07 September 2021
CORNERSTONE ASSET MANAGEMENT LIMITED 基石資產管理有限公司 RO 9 28 November 2019 07 September 2021
CORNERSTONE ASSET MANAGEMENT LIMITED 基石資產管理有限公司 RE 9 20 September 2019 28 November 2019
Gulf Line Capital Advisors Limited 鋯藍資本顧問有限公司 RO 9 09 October 2017 28 August 2019
Gulf Line Capital Advisors Limited 鋯藍資本顧問有限公司 RO 4 09 October 2017 28 August 2019
Gulf Line Capital Advisors Limited 鋯藍資本顧問有限公司 RE 9 27 September 2017 09 October 2017
Gulf Line Capital Advisors Limited 鋯藍資本顧問有限公司 RE 4 27 September 2017 09 October 2017
Lion Global Financial Limited 獅瀚環球金融有限公司 RE 9 15 July 2011 24 September 2017
Lion Global Financial Limited 獅瀚環球金融有限公司 RE 1 15 July 2011 24 September 2017
Lion Global Financial Limited 獅瀚環球金融有限公司 RE 4 15 July 2011 29 July 2011
Celestial Securities Limited 時富證券有限公司 RE 1 17 June 2010 03 July 2011
CASH Wealth Management Limited 時富財富管理有限公司 RE 9 16 April 2009 03 July 2011
CASH Wealth Management Limited 時富財富管理有限公司 RE 4 16 April 2009 03 July 2011
OnePlatform Asset Management Limited 環一資產管理有限公司 RE 4 07 November 2007 29 February 2008