SFC Licences of AU Lok Man 歐躒緡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 | RE | 9 | 03 October 2011 | 13 December 2014 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 18 March 2008 | 13 December 2014 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 18 March 2008 | 13 December 2014 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 05 November 2007 | 13 December 2014 |