SFC Licences of WAN Ka Ki, Katherine 溫嘉祺
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Protium Capital Limited 寧遠資本有限公司 | RE | 9 | 28 March 2024 | |
| Protium Capital Limited 寧遠資本有限公司 | RE | 4 | 28 March 2024 | |
| Hua Liang Asset Management Limited 華量資產管理有限公司 | RO | 9 | 17 November 2020 | 14 August 2023 |
| Hua Liang Asset Management Limited 華量資產管理有限公司 | RO | 4 | 17 November 2020 | 14 August 2023 |
| Hua Liang Securities Limited 華量證券有限公司 | RE | 1 | 17 November 2020 | 14 August 2023 |
| Blue Ocean Asset Management Limited 藍海資產管理有限公司 | RO | 9 | 09 September 2015 | 30 September 2020 |
| Aspen Crest Partners (HK) Limited | RO | 9 | 27 September 2013 | 31 January 2014 |
| Aspen Crest Partners (HK) Limited | RE | 9 | 02 July 2013 | 27 September 2013 |
| China Value Investment Limited 中國價值投資有限公司 | RO | 9 | 29 September 2008 | 28 February 2011 |
| UBS Securities Asia Limited | RE | 1 | 05 November 2007 | 11 March 2008 |