SFC Licences of FU Yuet Wan 傅月雲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Chief Securities Limited 致富證券有限公司 | RE | 1 | 30 November 2020 | 26 August 2021 |
Cinda International Securities Limited 信達國際證券有限公司 | RE | 1 | 16 March 2016 | 01 December 2017 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 12 December 2013 | 01 December 2015 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 30 July 2012 | 04 December 2013 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 30 July 2012 | 22 May 2013 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 4 | 11 July 2008 | 01 January 2010 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 19 March 2008 | 01 January 2010 |
Pegasus Fund Managers Limited 東驥基金管理有限公司 | RE | 4 | 03 December 2007 | 29 February 2008 |