SFC Licences of LIU Xin 劉欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 6 | 16 September 2011 | 27 March 2015 |
| Merrill Lynch Far East Limited | RE | 4 | 16 September 2011 | 27 March 2015 |
| Merrill Lynch Far East Limited | RE | 1 | 16 September 2011 | 27 March 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 16 September 2011 | 27 March 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 16 September 2011 | 27 March 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 16 September 2011 | 27 March 2015 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 05 November 2009 | 21 July 2011 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 05 November 2009 | 21 July 2011 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 05 November 2009 | 21 July 2011 |
| Merrill Lynch Far East Limited | RE | 6 | 07 November 2007 | 24 July 2009 |
| Merrill Lynch Far East Limited | RE | 4 | 07 November 2007 | 24 July 2009 |
| Merrill Lynch Far East Limited | RE | 1 | 07 November 2007 | 24 July 2009 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 07 November 2007 | 24 July 2009 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 07 November 2007 | 24 July 2009 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 07 November 2007 | 24 July 2009 |