SFC Licences of NG Hoi Yin 吳凱燕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Neuberger Berman Asia Limited | RE | 4 | 26 March 2015 | |
| Neuberger Berman Asia Limited | RE | 1 | 26 March 2015 | |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | 1 | 08 November 2007 | 17 March 2009 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | 4 | 08 November 2007 | 09 March 2009 |