SFC Licences of CHONG Lee Man 莊俐敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 07 April 2021 | |
CMB International Futures Limited 招銀國際期貨有限公司 | RE | 2 | 07 April 2021 | |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 10 August 2009 | 15 March 2021 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 10 August 2009 | 15 March 2021 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 07 November 2007 | 17 June 2008 |
Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 07 November 2007 | 17 June 2008 |