SFC Licences of NORDBERG Brian Victor Edward
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch Far East Limited | RE | 7 | 01 August 2016 | 01 November 2018 |
Merrill Lynch Far East Limited | RE | 2 | 01 August 2016 | |
Merrill Lynch Far East Limited | RE | 1 | 01 August 2016 | |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 August 2016 | |
Virtu ITG Hong Kong Limited | RE | 7 | 24 November 2010 | 01 June 2016 |
Virtu ITG Hong Kong Limited | RE | 1 | 24 November 2010 | 01 June 2016 |
Winnington Capital Limited 永靈通金融有限公司 | RE | 4 | 09 November 2007 | 18 December 2008 |
Winnington Capital Limited 永靈通金融有限公司 | RE | 5 | 09 November 2007 | 18 December 2008 |
Winnington Capital Limited 永靈通金融有限公司 | RE | 9 | 09 November 2007 | 18 December 2008 |