SFC Licences of NORDBERG Brian Victor Edward

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch Far East Limited RE 7 01 August 2016 01 November 2018
Merrill Lynch Far East Limited RE 2 01 August 2016
Merrill Lynch Far East Limited RE 1 01 August 2016
Merrill Lynch (Asia Pacific) Limited RE 1 01 August 2016
Virtu ITG Hong Kong Limited RE 7 24 November 2010 01 June 2016
Virtu ITG Hong Kong Limited RE 1 24 November 2010 01 June 2016
Winnington Capital Limited 永靈通金融有限公司 RE 4 09 November 2007 18 December 2008
Winnington Capital Limited 永靈通金融有限公司 RE 5 09 November 2007 18 December 2008
Winnington Capital Limited 永靈通金融有限公司 RE 9 09 November 2007 18 December 2008