SFC Licences of CHI Chen 池晨

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI Asset Management Limited 中銀國際資產管理有限公司 RE 4 21 March 2012 30 June 2014
BOCI Asia Limited 中銀國際亞洲有限公司 RE 6 21 March 2012
BOCI Asia Limited 中銀國際亞洲有限公司 RE 1 21 March 2012
BOCI Securities Limited 中銀國際證券有限公司 RE 4 21 March 2012
BOCI Securities Limited 中銀國際證券有限公司 RE 1 08 November 2007