SFC Licences of WU Yihe 吳軼鶴
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Hong Kong Limited | RE | 2 | 04 October 2021 | |
UBS Securities Asia Limited | RE | 2 | 04 October 2021 | |
UBS Securities Hong Kong Limited | RE | 1 | 08 September 2021 | |
UBS Securities Asia Limited | RE | 1 | 08 September 2021 | |
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 12 November 2007 | 19 June 2021 |