SFC Licences of WU Yihe 吳軼鶴

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Hong Kong Limited RE 2 04 October 2021
UBS Securities Asia Limited RE 2 04 October 2021
UBS Securities Hong Kong Limited RE 1 08 September 2021
UBS Securities Asia Limited RE 1 08 September 2021
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RE 1 12 November 2007 19 June 2021