SFC Licences of LAM Wai Yin 林偉賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 19 October 2011 | 07 September 2013 |
| Merrill Lynch Far East Limited | RE | 2 | 03 January 2011 | 07 September 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 15 September 2010 | 07 September 2013 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 15 September 2010 | 03 January 2011 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 14 November 2007 | 13 February 2009 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 14 November 2007 | 13 February 2009 |