SFC Licences of TSE Tak Cheng 謝德政
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 31 May 2013 | 18 February 2014 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 21 February 2011 | 18 February 2014 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 21 February 2011 | 31 August 2013 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 21 February 2011 | 31 August 2013 |
IMC Asia Pacific Limited | RE | 2 | 12 November 2007 | 27 April 2010 |
IMC Asia Pacific Limited | RE | 1 | 12 November 2007 | 27 April 2010 |