SFC Licences of CHAN William W L 陳穎庭
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 05 June 2023 | |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 03 June 2013 | 30 August 2013 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 21 November 2011 | 30 August 2013 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 21 November 2011 | 30 August 2013 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 21 November 2011 | 30 August 2013 |
| IMC Asia Pacific Limited | RE | 2 | 12 November 2007 | 09 April 2010 |
| IMC Asia Pacific Limited | RE | 1 | 12 November 2007 | 09 April 2010 |