SFC Licences of LIU Yuqi 劉玉麒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RO | 6 | 09 November 2021 | |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 15 September 2021 | |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 6 | 20 August 2021 | 09 November 2021 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 | RO | 6 | 17 October 2019 | 06 August 2021 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 | RE | 6 | 28 December 2007 | 17 October 2019 |