SFC Licences of IP Koon Wah 葉冠華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 24 March 2020 | 24 January 2021 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 14 February 2020 | 24 January 2021 |
| Magic Compass Securities Limited 摩石證券有限公司 | RE | 1 | 17 June 2019 | 10 December 2019 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 03 June 2019 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 20 May 2014 | 03 June 2019 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 20 May 2014 | 02 October 2017 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 03 June 2010 | 19 July 2012 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 09 July 2008 | 19 July 2012 |
| Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 15 November 2007 | 24 June 2008 |