SFC Licences of ZHANG Ningxiang 章宁翔
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Regent Capital Management Limited 高廷資本有限公司 | RO | 9 | 18 March 2021 | 23 May 2022 |
| Thoth Investment Management Limited 慧文投資管理有限公司 | RO | 9 | 26 October 2017 | 18 December 2020 |
| Thoth Investment Management Limited 慧文投資管理有限公司 | RE | 9 | 26 September 2017 | 26 October 2017 |
| HZ CAPITAL LIMITED | RO | 9 | 26 March 2015 | 31 July 2017 |
| HZ CAPITAL LIMITED | RO | 5 | 26 March 2015 | 31 July 2017 |
| HZ CAPITAL LIMITED | RO | 4 | 26 March 2015 | 31 July 2017 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 15 November 2007 | 30 November 2012 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 15 November 2007 | 30 November 2012 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 15 November 2007 | 30 November 2012 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 15 November 2007 | 30 November 2012 |