SFC Licences of LIM Lian Ee 林連毅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
J.P. Morgan Securities (Far East) Limited | RE | 6 | 06 February 2012 | 22 February 2013 |
J.P. Morgan Securities (Far East) Limited | RE | 4 | 06 February 2012 | 22 February 2013 |
J.P. Morgan Securities (Far East) Limited | RE | 1 | 06 February 2012 | 22 February 2013 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 15 November 2007 | 28 February 2009 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 15 November 2007 | 28 February 2009 |