SFC Licences of LO Chun Pong 盧俊邦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 5 | 04 April 2023 | 28 February 2024 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 04 April 2023 | 28 February 2024 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 24 May 2018 | 28 February 2024 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 24 May 2018 | 28 February 2024 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 4 | 02 April 2015 | 06 September 2017 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 | RE | 2 | 05 January 2012 | 19 August 2013 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 23 April 2008 | 06 September 2017 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 15 November 2007 | 06 September 2017 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 15 November 2007 | 06 September 2017 |