SFC Licences of LAI Wing Tai, Victor 黎榮泰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HK Cai Fu Ju Asset Management Limited 香港財富聚資產管理有限公司 RO 9 04 September 2017
Gulf Line Capital Advisors Limited 鋯藍資本顧問有限公司 RO 9 17 June 2016 18 August 2017
Gulf Line Capital Advisors Limited 鋯藍資本顧問有限公司 RO 4 17 June 2016 18 August 2017
W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 RE 9 15 July 2015 29 April 2016
W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 RE 4 15 July 2015 29 April 2016
W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 RE 1 15 July 2015 29 April 2016
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 23 July 2014 13 April 2015
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 02 May 2014 13 April 2015
RE 9 05 September 2013 17 April 2014
RE 4 05 September 2013 17 April 2014
South China Securities Limited 南華證券投資有限公司 RE 1 05 September 2013 17 April 2014
CASH Wealth Management Limited 時富財富管理有限公司 RE 9 06 July 2011 19 July 2013
Celestial Securities Limited 時富證券有限公司 RE 1 13 July 2009 19 July 2013
CASH Wealth Management Limited 時富財富管理有限公司 RE 4 14 November 2007 19 July 2013