SFC Licences of HUI Wai Yan, Kelly 許慧欣

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Opus Capital Limited 創富融資有限公司 RO 1 26 April 2021
Opus Capital Limited 創富融資有限公司 RO 6 08 October 2019
Opus Capital Limited 創富融資有限公司 RE 1 03 October 2019 26 April 2021
Opus Capital Limited 創富融資有限公司 RE 6 03 October 2019 08 October 2019
Success New Spring Capital Limited 實德新源資本有限公司 RO 6 05 December 2017 30 September 2019
Success New Spring Capital Limited 實德新源資本有限公司 RE 6 10 October 2017 05 December 2017
Optima Capital Limited 創越融資有限公司 RE 1 09 June 2017 05 August 2017
Optima Capital Limited 創越融資有限公司 RE 6 09 June 2017 05 August 2017
RHB Capital Hong Kong Limited 興業金融融資有限公司 RO 6 04 July 2016 01 June 2017
RHB Capital Hong Kong Limited 興業金融融資有限公司 RE 1 02 January 2015 01 June 2017
RHB Capital Hong Kong Limited 興業金融融資有限公司 RE 6 02 January 2015 04 July 2016
Huarong International Securities Limited 華融國際證券有限公司 RE 1 16 August 2011 29 September 2012
Huarong International Securities Limited 華融國際證券有限公司 RE 6 16 August 2011 29 September 2012
KGI Capital Asia Limited 凱基金融亞洲有限公司 RE 6 25 May 2011 01 August 2011
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 6 11 April 2008 26 April 2011
South China Capital Limited 南華融資有限公司 RE 6 19 November 2007 10 April 2008