SFC Licences of LIU Linan 劉立男
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Deutsche Bank Aktiengesellschaft | 4 | 11 September 2020 | ||
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RO | 5 | 01 August 2019 | 03 December 2019 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 5 | 19 May 2017 | 01 August 2019 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 19 November 2007 | 30 July 2009 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 19 November 2007 | 30 July 2009 |