SFC Licences of LAI Kim Yue 黎劍愉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 | RE | 4 | 06 November 2008 | 31 January 2011 |
Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 | RE | 1 | 06 November 2008 | 31 January 2011 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 19 November 2007 | 28 April 2008 |