SFC Licences of TSE Siu Yuen 謝少淵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldhorse Securities Limited 金馬證券有限公司 | RO | 4 | 04 October 2021 | 26 September 2022 |
| Goldhorse Securities Limited 金馬證券有限公司 | RO | 1 | 04 October 2021 | 26 September 2022 |
| Mighty Divine Securities Limited | RO | 1 | 03 March 2021 | 07 April 2021 |
| Thunder Stone Securities (Hong Kong) Limited 雷石證券(香港)有限公司 | RO | 1 | 23 August 2018 | 16 August 2019 |
| Forwin Futures Group Limited 富榮期貨集團有限公司 | RO | 2 | 10 March 2017 | 31 July 2017 |
| Forwin Securities Group Limited 富榮證券集團有限公司 | RO | 1 | 10 March 2017 | 31 July 2017 |
| Xin Hua Securities (Hong Kong) Limited 新華證券(香港)有限公司 | RO | 5 | 18 October 2016 | 18 December 2016 |
| Xin Hua Securities (Hong Kong) Limited 新華證券(香港)有限公司 | RO | 2 | 18 October 2016 | 18 December 2016 |
| Chief Securities Limited 致富證券有限公司 | RE | 4 | 29 April 2016 | 16 October 2016 |
| Chief Commodities Limited 致富期貨商品有限公司 | RE | 2 | 24 December 2010 | 16 October 2016 |
| Chief Securities Limited 致富證券有限公司 | RE | 1 | 16 November 2007 | 16 October 2016 |