SFC Licences of EELMAN Robert Garrett
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 12 January 2010 | 18 April 2010 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 30 October 2008 | 01 January 2009 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 17 April 2008 | 19 April 2008 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 19 November 2007 | 22 January 2008 |