SFC Licences of XIA Xiaosui 夏小穗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 | RE | 9 | 03 April 2017 | 31 July 2020 |
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 | RE | 4 | 03 April 2017 | 31 July 2020 |
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 | RE | 1 | 10 August 2010 | 31 July 2020 |
JPMorgan Asset Management (Asia Pacific) Limited | RE | 9 | 10 August 2010 | 31 July 2020 |
JPMorgan Asset Management (Asia Pacific) Limited | RE | 4 | 10 August 2010 | 31 July 2020 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 5 | 02 December 2008 | 26 July 2010 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 4 | 02 December 2008 | 26 July 2010 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 2 | 02 December 2008 | 26 July 2010 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 1 | 02 December 2008 | 26 July 2010 |
Vision Finance Asset Management Limited 睿智金融資產管理有限公司 | RE | 9 | 27 December 2007 | 31 October 2008 |