SFC Licences of WONG Wai Chi, Erica 黃瑋姿
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 01 August 2017 | |
Leonteq Securities (Hong Kong) Limited | RE | 4 | 12 February 2016 | 19 June 2017 |
Leonteq Securities (Hong Kong) Limited | RE | 1 | 12 February 2016 | 19 June 2017 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 15 November 2007 | 17 August 2011 |