SFC Licences of DAI Qijia 戴麒佳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 14 March 2016 | 09 May 2019 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 14 March 2016 | 09 May 2019 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 4 | 08 June 2012 | 21 January 2016 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 4 | 13 October 2010 | 05 May 2012 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 15 November 2007 | 31 August 2010 |