SFC Licences of YIP King Ming 葉景明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Fulbright Securities Limited 富昌證券有限公司 | RE | 4 | 06 January 2023 | |
Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 06 January 2023 | |
Brilliant Norton Securities Company Limited 億聲證券有限公司 | RE | 4 | 06 November 2017 | 23 December 2022 |
Brilliant Norton Securities Company Limited 億聲證券有限公司 | RE | 1 | 06 November 2017 | 23 December 2022 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 29 May 2009 | 29 September 2017 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 19 November 2007 | 21 May 2009 |