SFC licenceholder AQA321 YIP King Ming 葉景明

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 22 September 2020

Institution Role Licences Start date End date
Brilliant Norton Securities Company Limited 億聲證券有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities) 06 November 2017
KGI Asia Limited 凱基證券亞洲有限公司 RE [1] (Dealing in Securities) 29 May 2009 29 September 2017
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE [1] (Dealing in Securities) 19 November 2007 21 May 2009