SFC Licences of LAI Che Man, Cherie 黎子敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
ISP Financial Services (Hong Kong) Limited | RE | 4 | 08 July 2021 | 21 October 2022 |
ISP Financial Services (Hong Kong) Limited | RE | 1 | 10 June 2021 | 21 October 2022 |
BGC Securities (Hong Kong) LLC | RE | 1 | 19 November 2020 | 07 May 2021 |
De Riva Asia Limited | RE | 2 | 27 September 2013 | 12 February 2016 |
De Riva Asia Limited | RE | 1 | 27 September 2013 | 12 February 2016 |
ICAP Securities Hong Kong Limited | RE | 2 | 07 May 2010 | 19 November 2010 |
ICAP Securities Hong Kong Limited | RE | 1 | 07 May 2010 | 19 November 2010 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 21 November 2007 | 20 October 2009 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 21 November 2007 | 20 October 2009 |