SFC Licences of LAI Che Man, Cherie 黎子敏

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
ISP Financial Services (Hong Kong) Limited RE 4 08 July 2021 21 October 2022
ISP Financial Services (Hong Kong) Limited RE 1 10 June 2021 21 October 2022
BGC Securities (Hong Kong) LLC RE 1 19 November 2020 07 May 2021
De Riva Asia Limited RE 2 27 September 2013 12 February 2016
De Riva Asia Limited RE 1 27 September 2013 12 February 2016
ICAP Securities Hong Kong Limited RE 2 07 May 2010 19 November 2010
ICAP Securities Hong Kong Limited RE 1 07 May 2010 19 November 2010
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 21 November 2007 20 October 2009
Morgan Stanley Hong Kong Futures Limited RE 2 21 November 2007 20 October 2009