SFC Licences of LAU Hing 劉鑫
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 24 March 2021 | 31 March 2023 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 1 | 05 October 2018 | 29 October 2020 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 18 June 2010 | 14 May 2018 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 18 January 2008 | 18 June 2010 |