SFC Licences of LAM Eric Christopher
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Volant Trading Hong Kong Limited | RO | 2 | 09 December 2011 | 29 May 2013 |
| Volant Trading Hong Kong Limited | RO | 1 | 09 December 2011 | 29 May 2013 |
| UBS Derivatives Hong Kong Limited | RE | 2 | 28 February 2008 | 18 December 2008 |
| UBS Securities Asia Limited | RE | 2 | 28 February 2008 | 18 December 2008 |
| UBS Securities Asia Limited | RE | 1 | 28 February 2008 | 18 December 2008 |
| UBS Securities Hong Kong Limited | RE | 1 | 28 February 2008 | 18 December 2008 |
| UBS Derivatives Hong Kong Limited | RE | 2 | 26 November 2007 | 24 February 2008 |
| UBS Securities Asia Limited | RE | 2 | 26 November 2007 | 24 February 2008 |
| UBS Securities Asia Limited | RE | 1 | 26 November 2007 | 24 February 2008 |
| UBS Securities Hong Kong Limited | RE | 1 | 26 November 2007 | 24 February 2008 |