SFC Licences of HUI Ka 許嘉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Tianda Asset Management Limited 天大資產管理有限公司 RO 9 03 March 2015 03 September 2015
Tianda Securities Limited 天大証券有限公司 RO 2 14 November 2014 02 October 2015
Tianda Securities Limited 天大証券有限公司 RO 1 14 November 2014 02 October 2015
Tianda Asset Management Limited 天大資產管理有限公司 RE 9 26 September 2014 03 March 2015
Tianda Securities Limited 天大証券有限公司 RE 2 26 September 2014 14 November 2014
Tianda Securities Limited 天大証券有限公司 RE 1 26 September 2014 14 November 2014
Topaz Capital Management Limited 瑭明資本管理有限公司 RE 9 19 June 2014 10 September 2014
Topaz Financial Group Limited 瑭明金融集團有限公司 RE 2 01 November 2012 10 September 2014
Topaz Financial Group Limited 瑭明金融集團有限公司 RE 1 01 November 2012 10 September 2014
Beijing Securities Limited 北京證券有限公司 RE 6 01 June 2011 22 August 2012
Beijing Securities Limited 北京證券有限公司 RE 1 01 June 2011 22 August 2012
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 RE 3 17 January 2008 18 January 2011
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 2 03 December 2007 18 January 2011
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 1 03 December 2007 18 January 2011