SFC Licences of HUI Ka 許嘉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Tianda Asset Management Limited 天大資產管理有限公司 | RO | 9 | 03 March 2015 | 03 September 2015 |
Tianda Securities Limited 天大証券有限公司 | RO | 2 | 14 November 2014 | 02 October 2015 |
Tianda Securities Limited 天大証券有限公司 | RO | 1 | 14 November 2014 | 02 October 2015 |
Tianda Asset Management Limited 天大資產管理有限公司 | RE | 9 | 26 September 2014 | 03 March 2015 |
Tianda Securities Limited 天大証券有限公司 | RE | 2 | 26 September 2014 | 14 November 2014 |
Tianda Securities Limited 天大証券有限公司 | RE | 1 | 26 September 2014 | 14 November 2014 |
Topaz Capital Management Limited 瑭明資本管理有限公司 | RE | 9 | 19 June 2014 | 10 September 2014 |
Topaz Financial Group Limited 瑭明金融集團有限公司 | RE | 2 | 01 November 2012 | 10 September 2014 |
Topaz Financial Group Limited 瑭明金融集團有限公司 | RE | 1 | 01 November 2012 | 10 September 2014 |
Beijing Securities Limited 北京證券有限公司 | RE | 6 | 01 June 2011 | 22 August 2012 |
Beijing Securities Limited 北京證券有限公司 | RE | 1 | 01 June 2011 | 22 August 2012 |
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 17 January 2008 | 18 January 2011 |
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 03 December 2007 | 18 January 2011 |
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 03 December 2007 | 18 January 2011 |