SFC Licences of LEWIS Nathan Gray
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 19 January 2009 | 17 January 2012 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 26 November 2007 | 26 February 2008 |