SFC Licences of TAM King Yin, Kenneth 譚敬賢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Max Giant Limited 巨溢有限公司 RE 9 22 November 2022
Max Giant Limited 巨溢有限公司 RE 4 22 November 2022
Quam Securities Limited 華富建業證券有限公司 RE 4 10 October 2017 25 July 2018
Quam Securities Limited 華富建業證券有限公司 RE 2 10 October 2017 25 July 2018
Quam Securities Limited 華富建業證券有限公司 RE 1 10 October 2017 25 July 2018
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 4 02 April 2015 15 September 2017
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 1 02 April 2015 15 September 2017
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 15 April 2013 04 November 2013
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 15 April 2013 04 November 2013
Emperor Securities Limited 英皇證券有限公司 RE 1 23 November 2007 18 February 2008
Emperor Futures Limited 英皇期貨有限公司 RE 2 23 November 2007 18 February 2008