SFC Licences of TAM King Yin, Kenneth 譚敬賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Max Giant Limited 巨溢有限公司 | RE | 9 | 22 November 2022 | |
Max Giant Limited 巨溢有限公司 | RE | 4 | 22 November 2022 | |
Quam Securities Limited 華富建業證券有限公司 | RE | 4 | 10 October 2017 | 25 July 2018 |
Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 10 October 2017 | 25 July 2018 |
Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 10 October 2017 | 25 July 2018 |
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 4 | 02 April 2015 | 15 September 2017 |
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 1 | 02 April 2015 | 15 September 2017 |
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 15 April 2013 | 04 November 2013 |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 15 April 2013 | 04 November 2013 |
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 23 November 2007 | 18 February 2008 |
Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 23 November 2007 | 18 February 2008 |