SFC Licences of SANDOR David
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 16 July 2015 | 01 March 2017 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 23 April 2010 | 27 February 2015 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 23 April 2010 | 27 February 2015 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 17 September 2008 | 29 May 2009 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 21 November 2007 | 29 May 2009 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 21 November 2007 | 29 May 2009 |