SFC Licences of DI IORIO Michael Anthony

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Barclays Capital Asia Limited 巴克萊亞洲有限公司	RO	2	04 November 2010	02 August 2013
Barclays Capital Asia Limited 巴克萊亞洲有限公司	RO	1	04 November 2010	02 August 2013
Nomura Securities (Hong Kong) Limited	RO	2	24 February 2010	21 May 2010
Nomura Securities (Hong Kong) Limited	RE	2	04 February 2010	24 February 2010
Nomura Securities (Hong Kong) Limited	RO	1	23 November 2009	21 May 2010
Nomura Futures (Hong Kong) Limited	RO	2	23 November 2009	21 May 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RO	2	23 November 2009	21 May 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RO	1	23 November 2009	21 May 2010
Nomura Securities (Hong Kong) Limited	RE	1	15 December 2008	23 November 2009
Nomura Futures (Hong Kong) Limited	RE	2	15 December 2008	23 November 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	2	10 October 2008	23 November 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	10 October 2008	23 November 2009
Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司	RE	1	22 November 2007	29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	1	22 November 2007	29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	2	22 November 2007	29 September 2008