SFC Licences of LUI Man Wah 呂文華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Imperium International Securities Limited 帝國國際証券有限公司 RO 4 04 April 2018
Imperium International Securities Limited 帝國國際証券有限公司 RO 2 04 April 2018
Imperium International Securities Limited 帝國國際証券有限公司 RO 1 04 April 2018
Imperium International Asset Management Limited 帝國國際資產管理有限公司 RO 9 04 April 2018
Imperium International Asset Management Limited 帝國國際資產管理有限公司 RO 5 04 April 2018
Imperium International Asset Management Limited 帝國國際資產管理有限公司 RO 4 04 April 2018
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 RE 1 19 October 2010 05 October 2012
SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 RE 2 19 October 2010 05 October 2012
SBI China Capital Securities Limited 軟庫中華金融證券有限公司 RE 1 19 October 2010 30 September 2011
Cinda International Futures Limited 信達國際期貨有限公司 RE 2 24 February 2010 18 October 2010
Cinda International Securities Limited 信達國際證券有限公司 RE 1 04 January 2010 18 October 2010
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 12 December 2008 03 June 2009
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 26 November 2007 14 November 2008