SFC Licences of LAM Yim 林艷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 14 June 2017 | |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 1 | 14 June 2017 | |
| CMB International Futures Limited 招銀國際期貨有限公司 | RE | 2 | 25 May 2016 | 26 May 2017 |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 24 September 2010 | 26 May 2017 |
| CMB International Capital Holdings Corporation Limited | RE | 1 | 26 November 2007 | 16 November 2010 |