SFC Licences of WU Carol Shu-Yen 吳淑燕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RO | 1 | 09 April 2019 | 17 August 2022 |
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RO | 2 | 09 April 2019 | 15 November 2021 |
DBS Bank (Hong Kong) Limited 星展銀行(香港)有限公司 | 4 | 29 June 2018 | ||
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RO | 4 | 29 October 2015 | 17 August 2022 |
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 4 | 26 November 2007 | 29 October 2015 |