SFC Licences of CAO Sui 曹穗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 27 November 2007 | 11 July 2008 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 27 November 2007 | 11 July 2008 |