SFC Licences of YU Yang 虞陽

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 6 18 June 2008 17 September 2010
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 18 June 2008 17 September 2010
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 6 29 November 2007 13 May 2008
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 1 29 November 2007 13 May 2008