SFC Licences of YU Yang 虞陽
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 18 June 2008 | 17 September 2010 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 18 June 2008 | 17 September 2010 |
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 6 | 29 November 2007 | 13 May 2008 |
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 1 | 29 November 2007 | 13 May 2008 |