SFC Licences of YUNG Yuet Man, Susan 容月敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 5 | 08 January 2020 | |
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 08 January 2020 | |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 08 January 2020 | |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 08 January 2020 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 3 | 04 February 2013 | 26 November 2014 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 30 March 2009 | 16 September 2019 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 29 November 2007 | 16 September 2019 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 29 November 2007 | 10 November 2011 |