SFC Licences of YUNG Yuet Man, Susan 容月敏

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 5 08 January 2020
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 2 08 January 2020
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 08 January 2020
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 08 January 2020
BOCI Securities Limited 中銀國際證券有限公司 RE 3 04 February 2013 26 November 2014
BOCI Securities Limited 中銀國際證券有限公司 RE 2 30 March 2009 16 September 2019
BOCI Securities Limited 中銀國際證券有限公司 RE 1 29 November 2007 16 September 2019
BOCI Securities Limited 中銀國際證券有限公司 RE 4 29 November 2007 10 November 2011