SFC Licences of TAM Ka Wai 譚嘉慧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 3 | 20 December 2012 | 26 November 2014 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 02 September 2009 | 11 January 2019 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 29 November 2007 | 11 January 2019 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 29 November 2007 | 10 November 2011 |